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SEABOLT Christopher John

CE ALP933Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SEABOLT Christopher John (CE number ALP933) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments)

Licence Record (5)

2013-03-01 – present Current
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RO
RA 1 RA 2
2013-02-15 – 2016-04-01
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) Rep
RA 9
2007-09-25 – 2012-05-24
TPG-Axon Capital (HK), Limited Rep
RA 9
2006-10-05 – 2007-08-16
AllianceBernstein Hong Kong Limited RO
RA 2
2005-02-24 – 2007-08-16
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALP933