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YANG Xuping

楊旭平
CE ALO476Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Xuping (CE number ALO476) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSinoPro Securities Limited
中益證券有限公司

Licence Record (3)

2025-03-04 – present Current
SinoPro Securities Limited RO
RA 1 RA 4 RA 9
2021-06-16 – 2022-08-19
Kingdom Investment Managers Limited Rep
RA 4 RA 9
2018-09-24 – 2019-06-30
MUFG Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALO476