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IP Wang Hoi

葉耘開
CE ALN577Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IP Wang Hoi (CE number ALN577) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWings Securities Limited
永時證券有限公司

Licence Record (7)

2020-02-26 – present Current
Wings Securities Limited RO
RA 1 RA 4 RA 6
2017-09-15 – 2020-02-14
Pine Peak Corporate Finance Limited RO
RA 1 RA 6
2016-04-07 – 2017-02-28
oOo Securities (HK) Group Limited RO
RA 1 RA 4 RA 6
2016-02-29 – 2016-04-07
oOo Securities (HK) Group Limited Rep
RA 1 RA 4
2012-01-13 – 2016-02-01
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2008-04-02 – 2011-02-25
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2004-12-23 – 2006-08-14
Piper Jaffray Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALN577