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SHUM Lap Chun, Annie

沈立雋
CE ALN110Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHUM Lap Chun, Annie (CE number ALN110) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWellspring Partners Limited
涌銘資產管理有限公司
RepresentativeWellspring Partners Limited
涌銘資產管理有限公司

Licence Record (10)

2026-08-21 – present Current
Wellspring Partners Limited Rep
RA 4 RA 9
2026-05-22 – 2026-06-18
CSOP Asset Management Limited RO
RA 4 RA 9
2018-07-16 – 2026-06-18
CSOP Asset Management Limited Rep
RA 1 RA 4 RA 9
2018-03-26 – 2018-06-12
ICBC International Asset Management Limited Rep
RA 1 RA 4 RA 9
2011-12-15 – 2017-10-31
Sensible Asset Management Limited Rep
RA 4 RA 9
2011-05-05 – 2017-10-31
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2011-05-05 – 2017-10-31
Value Partners Limited Rep
RA 1 RA 4 RA 9
2010-08-18 – 2011-04-15
Winnington Capital Limited Rep
RA 4 RA 9
2009-01-30 – 2010-08-03
China Everbright Assets Management Limited Rep
RA 4
2005-01-13 – 2008-09-30
An Qiao Investment (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALN110