CHUNG King Yip

鍾敬業

CE ALL554Licensed IndividualResponsible OfficerSFO licence active

CHUNG King Yip (CE number ALL554) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司

Licence Record (12)

2022-10-10 – present Current

Zenith Innovation Financial Group Limited RO

RA 4 RA 9

2025-06-06 – 2026-02-20

RL Asset Management (HK) Limited RO

RA 4 RA 9

2017-11-21 – 2021-03-31

Inventio Capital Management (HK) Limited RO

RA 9

2017-01-13 – 2017-11-01

China Chengtong (Hong Kong) Asset Management Company Limited RO

RA 1 RA 4 RA 9

2016-11-24 – 2017-03-08

China Chengtong (Hong Kong) Asset Management Company Limited Rep

RA 1 RA 4 RA 9

2016-04-25 – 2016-11-01

Bosera Asset Management (International) Co., Limited RO

RA 1 RA 4 RA 9

2013-05-15 – 2016-06-27

Bosera Asset Management (International) Co., Limited Rep

RA 4 RA 9

2007-09-27 – 2011-03-28

China Everbright Forex & Futures (HK) Limited Rep

RA 2

2007-07-27 – 2011-03-28

China Everbright Securities (HK) Limited Rep

RA 1

2005-07-19 – 2006-07-08

Yicko Securities Limited Rep

RA 1

2004-12-29 – 2005-07-19

Southwest Securities (HK) Brokerage Limited Rep

RA 1

2004-12-01 – 2005-07-19

Southwest Securities (HK) Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALL554