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LOI Amy Siu Yan

雷小欣
CE ALL313Licensed IndividualSFO licence active
Official SFC record

LOI Amy Siu Yan (CE number ALL313) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMidland Wealth Management Limited
美聯資產管理有限公司

Licence Record (4)

2008-03-17 – present Current
Midland Wealth Management Limited Rep
RA 1 RA 4
2007-04-03 – 2007-10-31
Cypress International Investment Advisors Limited Rep
RA 4
2005-04-12 – 2007-02-28
Quam Securities Limited Rep
RA 4
2005-01-12 – 2005-04-01
iBest Consultants Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALL313