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CHAN Woon Yew, William

曾煥耀
CE ALJ813Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Woon Yew, William (CE number ALJ813) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHillhouse Investment Management Limited
高瓴投資管理有限公司

Licence Record (8)

2024-06-25 – present Current
Hillhouse Investment Management Limited RO
RA 9
2023-03-17 – 2024-06-25
Hillhouse Investment Management Limited Rep
RA 9
2021-08-16 – 2022-08-03
Capula Investment Management Asia Limited Rep
RA 1 RA 9
2014-03-11 – 2018-08-01
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4 RA 5
2014-03-11 – 2018-08-17
Merrill Lynch Far East Limited RO
RA 2
2010-09-06 – 2021-06-24
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2005-04-22 – 2010-09-06
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2004-10-29 – 2014-03-11
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALJ813