Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YEUNG Wing Hong

楊永康
CE ALI713Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Wing Hong (CE number ALI713) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Responsible OfficerCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (14)

2026-01-07 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2026-01-07 – present Current
CITIC Securities Futures (HK) Limited RO
RA 2
2025-02-07 – 2026-01-07
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2025-02-07 – 2026-01-07
CITIC Securities Futures (HK) Limited Rep
RA 2
2022-01-18 – 2024-12-06
CMB International Securities Limited RO
RA 1
2022-01-17 – 2024-12-06
CMB International Futures Limited Rep
RA 2
2021-10-19 – 2022-01-18
CMB International Securities Limited Rep
RA 1
2017-06-15 – 2021-09-17
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2010-05-19 – 2017-06-15
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2010-04-21 – 2010-05-01
BOCOM International Securities Limited Rep
RA 1
2007-02-12 – 2010-04-01
HSBC Broking Securities (Hong Kong) Limited Rep
RA 1
2005-11-16 – 2010-04-01
HSBC Broking Forex (Asia) Limited Rep
RA 3
2005-06-08 – 2010-04-01
HSBC Broking Securities (Asia) Limited Rep
RA 1
2004-12-09 – 2005-06-08
Tse's Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI713