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SUEN Lok Hang, Gregory

孫樂衡
CE ALI171Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUEN Lok Hang, Gregory (CE number ALI171) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAPG Investments Asia Limited
荷蘭匯盈投資亞洲有限公司

Licence Record (5)

2019-12-16 – present Current
APG Investments Asia Limited RO
RA 4 RA 9
2019-10-02 – 2019-12-16
APG Investments Asia Limited Rep
RA 4 RA 9
2010-06-24 – 2019-09-27
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2007-12-03 – 2011-12-31
Halbis Capital Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2004-11-26 – 2007-11-14
TC Investment Management (Asia) Limited Rep
RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI171