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XU Ping

徐萍
CE ALI016Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Ping (CE number ALI016) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAksia Hong Kong Limited
亞斯雅香港有限公司

Licence Record (3)

2012-08-06 – present Current
Aksia Hong Kong Limited RO
RA 4
2009-10-14 – 2011-10-27
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2004-10-05 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI016