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CHANG Shu Tin, Stephen

張樹田
CE ALH734Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHANG Shu Tin, Stephen (CE number ALH734) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerHSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Responsible OfficerHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Responsible OfficerHSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RepresentativeHSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司

Licence Record (8)

2026-02-10 – present Current
HSBC Broking Securities (Asia) Limited RO
RA 1
2024-05-20 – present Current
HSBC Broking Securities (Hong Kong) Limited RO
RA 1
2022-09-26 – present Current
HSBC Broking Futures (Asia) Limited Rep
RA 2
2018-08-07 – present Current
HSBC Broking Forex (Asia) Limited RO
RA 3
2022-09-26 – 2024-05-20
HSBC Broking Securities (Hong Kong) Limited Rep
RA 1
2008-01-08 – 2026-02-10
HSBC Broking Securities (Asia) Limited Rep
RA 1
2005-11-16 – 2018-08-07
HSBC Broking Forex (Asia) Limited Rep
RA 3
2004-09-27 – 2005-10-17
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALH734