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YIP Chi Yan, Christopher

葉志恩
CE ALF219Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Chi Yan, Christopher (CE number ALF219) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMount Logan Capital Limited
洛根資本有限公司

Licence Record (6)

2020-01-07 – present Current
Mount Logan Capital Limited RO
RA 4 RA 9
2018-09-26 – 2020-01-07
Mount Logan Capital Limited Rep
RA 4 RA 9
2016-06-22 – 2017-01-09
CN Capital Management Limited Rep
RA 9
2015-01-22 – 2016-05-01
Neuberger Berman Asia Limited Rep
RA 1 RA 4
2010-12-31 – 2014-07-04
T. Rowe Price Hong Kong Limited Rep
RA 4 RA 9
2004-09-10 – 2010-12-31
T. Rowe Price International, Inc. Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALF219