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CHEN Chih-Kuo

陳治國
CE AKW443Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Chih-Kuo (CE number AKW443) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCSC Futures (HK) Limited
群益期貨(香港)有限公司
Responsible OfficerCSC Securities (HK) Limited
群益證券(香港)有限公司

Licence Record (14)

2025-06-24 – present Current
CSC Futures (HK) Limited RO
RA 4
2024-10-16 – present Current
CSC Securities (HK) Limited RO
RA 1 RA 2 RA 4 RA 9
2020-07-07 – 2022-08-17
CCB Principal Asset Management (Hong Kong) Co., Limited RO
RA 4 RA 9
2018-12-13 – 2019-05-31
PICC Asset Management (Hong Kong) Company Limited RO
RA 4 RA 9
2018-10-15 – 2018-12-13
PICC Asset Management (Hong Kong) Company Limited Rep
RA 9
2017-10-30 – 2018-09-15
DSG Asset Management (HK) Company Limited RO
RA 9
2017-10-18 – 2017-10-30
DSG Asset Management (HK) Company Limited Rep
RA 9
2013-06-04 – 2017-10-10
Taikang Asset Management (Hong Kong) Company Limited RO
RA 4 RA 9
2013-04-18 – 2013-06-04
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2011-02-01 – 2013-04-01
Capital Global Management Limited RO
RA 1 RA 4 RA 9
2010-11-02 – 2011-10-25
Capital Global Management Limited Rep
RA 1 RA 4 RA 9
2010-06-10 – 2010-09-30
Grand Cathay Securities (Hong Kong) Limited Rep
RA 1
2005-11-18 – 2008-10-10
IBTS Asia (HK) Limited Rep
RA 1
2004-06-24 – 2005-08-03
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKW443