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TSE Sze Man

謝思敏
CE AKS678Licensed IndividualSFO licence active
Official SFC record

TSE Sze Man (CE number AKS678) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFubon Fund Management (Hong Kong) Limited
富邦基金管理(香港)有限公司

Licence Record (7)

2020-05-29 – present Current
Fubon Fund Management (Hong Kong) Limited Rep
RA 4
2015-10-02 – 2017-08-01
BOCOM Schroder Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4
2008-10-13 – 2008-12-13
RHB Securities Hong Kong Limited Rep
RA 1 RA 4
2006-08-08 – 2006-09-14
Oriental Patron Asia Limited Rep
RA 6
2005-11-16 – 2006-05-01
OnePlatform Asset Management Limited Rep
RA 4
2004-06-03 – 2005-06-09
Phillip Securities (Hong Kong) Limited Rep
RA 1
2004-06-03 – 2005-06-09
Phillip Capital Management (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKS678