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BEST David Gareth

CE AKO808Licensed IndividualSFO licence active
Official SFC record

BEST David Gareth (CE number AKO808) is an individual licensed by the Hong Kong SFC. First licensed on 2004-05-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (8)

2016-12-19 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2011-03-22 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2018-07-26 – 2022-06-27
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2011-03-22 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 1
2011-03-22 – 2016-12-18
UBS Derivatives Hong Kong Limited Rep
RA 2
2006-04-13 – 2010-02-19
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2004-05-07 – 2010-02-19
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2004-05-07 – 2006-08-28
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKO808