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HO Shuk Yi, Susanna

何淑儀
CE AJM676Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Shuk Yi, Susanna (CE number AJM676) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGram Capital Limited
嘉林資本有限公司

Licence Record (6)

2014-05-29 – present Current
Gram Capital Limited RO
RA 6
2011-03-21 – 2014-04-29
VC Capital Limited RO
RA 6
2011-01-03 – 2011-03-21
VC Capital Limited Rep
RA 6
2007-09-07 – 2010-12-28
First Shanghai Capital Limited Rep
RA 6
2005-07-08 – 2007-08-23
Shang International Finance Limited Rep
RA 1 RA 4 RA 6
2004-06-28 – 2005-07-08
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJM676