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LU Ting Pong, Johnny

呂定邦
CE AJL345Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Ting Pong, Johnny (CE number AJL345) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZijing Capital Limited
紫荊融資有限公司

Licence Record (7)

2023-05-10 – present Current
Zijing Capital Limited RO
RA 1 RA 6
2023-04-06 – 2023-05-10
Zijing Capital Limited Rep
RA 1 RA 6
2013-02-05 – 2015-02-25
China Industrial Securities International Capital Limited Rep
RA 1
2013-01-09 – 2022-09-29
China Industrial Securities International Capital Limited RO
RA 1 RA 6
2012-10-18 – 2013-01-15
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2011-08-08 – 2012-08-21
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2004-04-30 – 2011-07-24
KGI Capital Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJL345