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TANG Wai Yan

鄧偉仁
CE AJH033Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Wai Yan (CE number AJH033) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGMO-Z.com Forex HK Limited
技慕環球通金融(香港)有限公司

Licence Record (11)

2012-06-22 – present Current
GMO-Z.com Forex HK Limited RO
RA 3
2011-12-06 – 2012-05-26
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) RO
RA 3
2010-05-18 – 2011-11-09
Wing Fung Forex Limited RO
RA 3
2010-04-30 – 2011-11-09
Wing Fung Securities Limited Rep
RA 1
2010-04-30 – 2011-11-09
Wing Fung Futures Limited Rep
RA 2
2010-04-30 – 2010-05-18
Wing Fung Forex Limited Rep
RA 3
2008-09-02 – 2010-03-31
BGC Securities (Hong Kong) LLC RO
RA 3
2008-08-12 – 2008-09-02
BGC Securities (Hong Kong) LLC Rep
RA 3
2007-08-31 – 2008-06-21
Haitong International Futures Limited Rep
RA 2
2007-04-18 – 2008-06-21
Haitong International Securities Company Limited Rep
RA 1 RA 3
2003-11-26 – 2005-08-01
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJH033