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CHAN Oi Sze, Elsie

陳愛詩
CE AJG217Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Oi Sze, Elsie (CE number AJG217) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (6)

2015-10-28 – present Current
T. Rowe Price Hong Kong Limited RO
RA 1 RA 4
2015-09-29 – 2021-09-24
T. Rowe Price Hong Kong Limited Rep
RA 1 RA 4 RA 9
2012-09-12 – 2015-07-18
UBS Asset Management (Hong Kong) Limited RO
RA 1 RA 4
2006-07-28 – 2015-07-18
UBS Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2004-11-24 – 2006-06-02
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4 RA 9
2003-11-14 – 2004-11-23
Allianz Global Investors Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJG217