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WONG Wing Ho, Isaac

黃穎灝
CE AJF683Licensed IndividualExecutive OfficerSFO licence active
Official SFC record

WONG Wing Ho, Isaac (CE number AJF683) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Executive OfficerGoldman Sachs Asia Bank Limited
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RepresentativeGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司

Licence Record (4)

2016-10-11 – present Current
Goldman Sachs (Asia) Securities Limited Rep
RA 2 RA 5
2004-07-20 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 5
2009-05-12 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2 RA 5
2003-11-14 – 2004-07-16
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJF683