CHING Pak To

程栢濤

CE AJE763Licensed IndividualExecutive OfficerNo active licence

CHING Pak To (CE number AJE763) is an individual licensed by the Hong Kong SFC. First licensed on 2003-12-22. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Executive Officer	Agricultural Bank of China Limited 中國農業銀行股份有限公司

Licence Record (11)

2013-12-27 – 2015-03-02

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2012-05-04 – 2012-05-23

UCF Asset Management (HK) Limited RO

RA 4 RA 9

2010-01-25 – 2011-08-10

ICBC International Fund Management Limited Rep

RA 1 RA 4 RA 9

2007-11-21 – 2009-05-29

Everbright Capital Management Limited Rep

RA 4 RA 9

2007-07-12 – 2009-05-29

China Everbright Assets Management Limited Rep

RA 4 RA 9

2007-06-18 – 2009-05-29

Everbright-Efund Fund Management Limited Rep

RA 4 RA 9

2005-02-07 – 2007-07-10

China Everbright Securities (HK) Limited Rep

RA 1

2005-02-07 – 2007-07-10

China Everbright Forex & Futures (HK) Limited Rep

RA 2 RA 3

2003-12-22 – 2005-02-07

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2003-12-22 – 2005-02-07

CES Commodities (HK) Limited Rep

RA 2

2003-12-22 – 2005-02-07

CES Forex (HK) Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJE763