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LEUNG Chi Chung

梁志聰
CE AJE370Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Chi Chung (CE number AJE370) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYues Asset & Wealth Management Limited
樂氏資產財富管理有限公司

Licence Record (31)

2026-04-22 – present Current
Yues Asset & Wealth Management Limited RO
RA 4 RA 9
2024-02-23 – 2026-02-28
CVG Capital Co, Limited RO
RA 1 RA 4 RA 9
2021-12-17 – 2023-04-30
Victory Securities (Global) Limited RO
RA 1
2020-01-09 – 2023-04-30
Victory Asset Management Limited RO
RA 4 RA 9
2019-05-15 – 2019-06-11
Chung Lee Securities Company Limited Rep
RA 1
2018-04-11 – 2019-01-14
Finet Securities Limited RO
RA 1 RA 4 RA 9
2018-03-28 – 2018-04-11
Finet Securities Limited Rep
RA 9
2017-07-25 – 2018-03-26
RSI Asset Management Limited RO
RA 9
2016-02-25 – 2016-08-24
China-Hong Kong Link Securities Company Limited RO
RA 1
2016-01-27 – 2016-02-25
China-Hong Kong Link Securities Company Limited Rep
RA 1
2015-04-13 – 2015-12-04
Oshidori Securities Limited RO
RA 1 RA 9
2015-04-13 – 2015-12-04
Mason Investment Management Limited RO
RA 4
2015-03-04 – 2015-08-26
Oshidori Securities Limited Rep
RA 1 RA 9
2015-03-04 – 2015-04-13
Mason Investment Management Limited Rep
RA 4
2013-05-22 – 2015-02-12
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2013-05-22 – 2015-02-12
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2013-05-22 – 2015-02-12
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2012-02-27 – 2012-10-01
Hafoo Securities Limited RO
RA 1
2012-02-27 – 2012-10-01
Wilson Securities Limited RO
RA 1 RA 4
2012-01-19 – 2012-02-27
Hafoo Securities Limited Rep
RA 1
2012-01-19 – 2012-02-27
Wilson Securities Limited Rep
RA 1 RA 4
2012-01-19 – 2012-10-01
BWC Forex Limited Rep
RA 3
2008-09-17 – 2009-09-26
Chief Securities Limited Rep
RA 1
2008-09-17 – 2009-09-26
Chief Commodities Limited Rep
RA 2
2008-06-19 – 2008-07-11
CES Forex (HK) Limited Rep
RA 3
2008-03-14 – 2008-07-11
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2008-03-14 – 2008-07-11
CES Commodities (HK) Limited Rep
RA 2
2006-12-21 – 2008-03-01
Celestial Securities Limited Rep
RA 1
2006-12-21 – 2008-03-01
Celestial Commodities Limited Rep
RA 2
2003-09-29 – 2006-08-24
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2003-09-29 – 2006-08-24
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJE370