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NG Tze Ming

吳子明
CE AJD786Licensed IndividualSFO licence active
Official SFC record

NG Tze Ming (CE number AJD786) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAmundi Hong Kong Limited
東方匯理資產管理香港有限公司

Licence Record (5)

2010-04-12 – present Current
Amundi Hong Kong Limited Rep
RA 1 RA 4 RA 9
2013-07-25 – 2015-01-31
State Street Global Advisors Asia Limited Rep
RA 6
2011-05-13 – 2013-06-06
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2006-10-06 – 2011-02-17
SG Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2003-09-05 – 2004-11-01
JPMorgan Funds (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD786