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TSE Ming Fun

謝銘勳
CE AJC830Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Ming Fun (CE number AJC830) is an individual licensed by the Hong Kong SFC. First licensed on 2003-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHarbour Gold Asset Management Limited
港金資產管理股份有限公司

Licence Record (14)

2025-04-01 – present Current
Harbour Gold Asset Management Limited RO
RA 4 RA 9
2021-12-07 – 2024-09-08
Longmega Asset Investment Management Limited RO
RA 4 RA 9
2019-04-12 – 2021-10-31
Orient Securities Limited RO
RA 9
2018-05-17 – 2018-12-31
West Bull Securities Limited RO
RA 9
2017-07-25 – 2018-08-27
RSI Asset Management Limited RO
RA 9
2015-08-27 – 2016-12-31
Gulf Line Capital Advisors Limited RO
RA 4 RA 9
2014-11-27 – 2015-07-31
DaoKou Asset Management Limited Rep
RA 4 RA 9
2013-02-18 – 2013-04-25
Tempo Asset Management (Hong Kong) Co., Limited Rep
RA 9
2010-09-20 – 2011-10-03
Wolver Hill Asset Management Asia Limited Rep
RA 4 RA 9
2007-09-10 – 2010-09-01
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 9
2006-05-29 – 2007-06-09
Charles Schwab, Hong Kong, Limited Rep
RA 1 RA 4 RA 5
2005-10-04 – 2006-04-03
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4
2004-02-02 – 2004-03-26
Rakuten Securities Hong Kong Limited Rep
RA 3
2003-09-23 – 2003-10-30
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC830