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SAMUELL Darren John

CE AJB856Licensed IndividualSFO licence active
Official SFC record

SAMUELL Darren John (CE number AJB856) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMaso Capital Partners Limited

Licence Record (6)

2021-10-08 – 2023-08-31
Tora Trading Services Limited RO
RA 1 RA 2 RA 7
2015-08-12 – 2021-10-08
Tora Trading Services Limited Rep
RA 1 RA 2 RA 7
2009-10-28 – 2012-12-04
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7
2006-06-12 – 2008-11-24
Instinet Alpha Trading Limited RO
RA 1 RA 4 RA 7
2005-09-27 – 2006-06-12
Instinet Alpha Trading Limited Rep
RA 1 RA 4 RA 7
2003-11-14 – 2005-08-01
Macquarie Capital Limited RO
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJB856