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LOK Suen Hong

駱遜康
CE AJB468Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LOK Suen Hong (CE number AJB468) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBright Smart Asset Management Limited
耀才資產管理有限公司
Responsible OfficerBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (16)

2025-10-20 – present Current
Bright Smart Securities International (H.K.) Limited RO
RA 1 RA 4
2015-07-28 – present Current
Bright Smart Asset Management Limited RO
RA 9
2025-09-08 – 2025-10-20
Bright Smart Asset Management Limited Rep
RA 9
2022-12-21 – 2025-06-30
SKYVAST SECURITIES LIMITED RO
RA 1 RA 4
2022-12-21 – 2025-06-30
SKYVAST ASSET MANAGEMENT LIMITED RO
RA 4 RA 9
2022-12-20 – 2022-12-21
SKYVAST SECURITIES LIMITED Rep
RA 1 RA 4
2022-12-20 – 2022-12-21
SKYVAST ASSET MANAGEMENT LIMITED Rep
RA 4 RA 9
2017-06-05 – 2017-12-13
Look's Securities Limited RO
RA 1
2017-06-05 – 2017-12-13
Safari Asia Limited RO
RA 4 RA 9
2015-05-12 – 2025-10-20
Bright Smart Securities International (H.K.) Limited Rep
RA 1 RA 4
2012-05-31 – 2015-03-21
Fulbright Securities Limited Rep
RA 1
2012-02-28 – 2012-05-24
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1
2011-01-11 – 2012-02-10
KGI Asia Limited Rep
RA 1
2008-07-15 – 2011-01-06
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2006-03-15 – 2008-07-06
South China Securities Limited Rep
RA 1
2006-03-15 – 2008-07-06
South China Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJB468