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TANG Chi Heng, Alvin

鄧志恆
CE AJB048Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Chi Heng, Alvin (CE number AJB048) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCOM International Securities Limited
交銀國際證券有限公司

Licence Record (7)

2018-11-20 – present Current
BOCOM International Securities Limited RO
RA 1 RA 4
2013-10-07 – 2024-07-05
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4
2010-06-08 – 2012-06-30
Quam Securities Limited Rep
RA 1 RA 2
2009-02-18 – 2009-06-13
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2007-03-08 – 2009-01-22
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7
2003-08-12 – 2004-09-03
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2003-08-12 – 2004-09-03
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJB048