WONG Che Hao, David

黃志豪

CE AIY651Licensed IndividualResponsible OfficerSFO licence active

WONG Che Hao, David (CE number AIY651) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Forthright Capital Management Limited 方德資本管理有限公司

Licence Record (9)

2023-08-21 – present Current

Forthright Capital Management Limited RO

RA 1 RA 4 RA 9

2019-06-28 – 2022-03-01

Awaken Thunder Capital Limited Rep

RA 9

2019-06-28 – 2023-08-20

Awaken Thunder Capital Limited RO

RA 1 RA 4 RA 9

2011-11-23 – 2016-08-31

Quam Securities Limited Rep

RA 1 RA 2 RA 4 RA 9

2006-08-15 – 2011-11-01

King Sun Securities Limited Rep

RA 1

2004-08-17 – 2004-12-03

CVP Securities Limited Rep

RA 1

2004-07-22 – 2006-08-11

Phillip Securities (Hong Kong) Limited Rep

RA 1

2004-07-22 – 2006-08-11

Phillip Commodities (HK) Limited Rep

RA 2

2003-06-25 – 2004-06-17

Mega Capital (Asia) Company Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIY651