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KWONG Hoi Yan

鄺愷欣
CE AIX578Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWONG Hoi Yan (CE number AIX578) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDakin Capital Limited
德健融資有限公司

Licence Record (7)

2018-11-13 – present Current
Dakin Capital Limited RO
RA 6
2017-10-31 – 2018-11-13
Dakin Capital Limited Rep
RA 6
2007-04-16 – 2017-09-20
Quam Capital Limited Rep
RA 6
2006-05-16 – 2007-04-01
Optima Capital Limited RO
RA 6
2006-04-10 – 2006-05-16
Optima Capital Limited Rep
RA 6
2004-04-01 – 2006-03-20
CGS International Securities Hong Kong Limited Rep
RA 1 RA 6
2003-06-18 – 2004-03-31
Cinda International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIX578