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GORNALL Adrian Rubin

CE AIX145Licensed IndividualSFO licence active
Official SFC record

GORNALL Adrian Rubin (CE number AIX145) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAsymmetric Advisors Limited

Licence Record (10)

2025-11-17 – present Current
Asymmetric Advisors Limited Rep
RA 1
2016-05-12 – 2019-02-28
Sunrise Brokers (Hong Kong) Limited Rep
RA 1
2015-10-09 – 2016-03-01
Religare Capital Markets (Hong Kong) Limited RO
RA 1 RA 4
2015-06-16 – 2015-10-09
Religare Capital Markets (Hong Kong) Limited Rep
RA 1
2012-01-19 – 2012-09-01
Oriental Patron Securities Limited Rep
RA 1
2010-01-26 – 2011-10-22
Quam Securities Limited Rep
RA 1
2008-10-01 – 2009-09-18
Aletheia Analyst Network Limited Rep
RA 1
2004-06-02 – 2008-07-17
CLSA Limited Rep
RA 1
2003-04-23 – 2004-05-10
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2003-04-23 – 2004-05-10
Daiwa Securities SMBC Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIX145