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NG Ling Chi

吳凌志
CE AIR476Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Ling Chi (CE number AIR476) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAIA Investment Management HK Limited
友邦投資管理香港有限公司
RepresentativeAIA Investment Management HK Limited
友邦投資管理香港有限公司

Licence Record (6)

2020-03-13 – present Current
AIA Investment Management HK Limited RO
RA 4
2019-06-21 – present Current
AIA Investment Management HK Limited Rep
RA 9
2005-12-20 – 2006-01-23
Capital Global Management Limited Rep
RA 1
2005-12-20 – 2006-01-23
Capital Global Management Limited RO
RA 4
2004-09-30 – 2005-02-04
Bank Consortium Trust Company Limited RO
RA 4
2003-04-01 – 2005-02-04
Bank Consortium Trust Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIR476