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TAM Chiu Pang, Jaffe

譚超鵬
CE AIC033Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAM Chiu Pang, Jaffe (CE number AIC033) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFiduciary Securities Limited
護信證券有限公司

Licence Record (3)

2022-05-13 – present Current
Fiduciary Securities Limited RO
RA 1 RA 4
2019-10-04 – 2022-04-30
Vanward International Securities Limited RO
RA 1
2004-10-06 – 2019-09-18
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIC033