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TSE Yee Hin, Tony

謝宇軒
CE AHY113Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Yee Hin, Tony (CE number AHY113) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSDIC Securities Corporate Finance (Hong Kong) Limited
國投證券融資（香港）有限公司

Licence Record (18)

2014-08-20 – present Current
SDIC Securities Corporate Finance (Hong Kong) Limited RO
RA 1 RA 6
2014-10-06 – 2020-12-28
SDIC Securities (Hong Kong) Limited RO
RA 1
2014-07-31 – 2014-10-06
SDIC Securities (Hong Kong) Limited Rep
RA 1
2014-07-31 – 2014-08-20
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6
2012-12-10 – 2014-06-30
SinoPac Securities (Asia) Limited RO
RA 1 RA 6
2012-12-03 – 2012-12-10
SinoPac Securities (Asia) Limited Rep
RA 1 RA 6
2011-06-15 – 2012-08-31
Guosen Securities (HK) Capital Company Limited RO
RA 1 RA 6
2011-05-17 – 2011-06-15
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2011-03-16 – 2011-04-06
Mason Securities Limited RO
RA 1 RA 6
2011-01-20 – 2011-03-16
Mason Securities Limited Rep
RA 1 RA 6
2009-10-08 – 2010-12-14
China Everbright Capital Limited RO
RA 1 RA 6
2009-10-08 – 2010-12-13
China Everbright Securities (HK) Limited RO
RA 1 RA 6
2009-08-11 – 2009-10-08
China Everbright Capital Limited Rep
RA 1 RA 6
2009-08-11 – 2009-10-08
China Everbright Securities (HK) Limited Rep
RA 1 RA 6
2009-07-24 – 2009-07-29
Central China International Capital Limited Rep
RA 1 RA 6
2005-11-24 – 2008-03-01
UOB Asia (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2005-08-03 – 2005-11-24
UOB Asia (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2003-04-01 – 2005-07-05
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHY113