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HO Ching Man, Teresa

何靜文
CE AHU700Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Ching Man, Teresa (CE number AHU700) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSDHG International Asset Management Limited
山高國際資產管理有限公司

Licence Record (8)

2021-02-23 – present Current
SDHG International Asset Management Limited RO
RA 6
2019-03-21 – 2020-07-28
Mason Global Capital Limited RO
RA 6
2018-05-25 – 2019-03-21
Mason Global Capital Limited Rep
RA 6
2018-04-09 – 2020-07-28
Mason Securities Limited Rep
RA 1 RA 6
2012-07-31 – 2018-01-29
Yunfeng Financial Markets Limited Rep
RA 6
2008-01-10 – 2012-07-09
China Merchants Securities (HK) Co., Limited Rep
RA 6
2004-04-26 – 2006-09-13
RHB Capital Hong Kong Limited Rep
RA 6
2003-04-01 – 2004-04-15
Joy Silver Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHU700