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FAN Ching Yee

范靜怡
CE AHR797Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Ching Yee (CE number AHR797) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Capital Limited
興證國際融資有限公司

Licence Record (11)

2022-07-20 – 2026-05-13
SBI China Capital Financial Services Limited RO
RA 1
2022-04-08 – 2026-05-13
SBI China Capital Hong Kong Securities Limited RO
RA 6
2022-03-22 – 2022-04-08
SBI China Capital Hong Kong Securities Limited Rep
RA 6
2019-02-15 – 2022-03-14
KGI Asia Limited Rep
RA 1
2017-06-30 – 2022-03-14
KGI Capital Asia Limited RO
RA 6
2017-06-21 – 2018-11-09
KGI Capital Asia Limited Rep
RA 1 RA 6
2012-05-24 – 2017-06-05
VC Capital Limited RO
RA 6
2010-06-01 – 2012-05-24
VC Capital Limited Rep
RA 6
2009-11-03 – 2010-05-18
Shang International Finance Limited Rep
RA 1 RA 4 RA 6
2008-01-24 – 2009-04-12
CCB International Capital Limited Rep
RA 1 RA 6
2006-11-29 – 2007-12-23
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHR797