CHIU Pok Man, Alvin

趙博文

CE AHP775Licensed IndividualResponsible OfficerSFO licence active

CHIU Pok Man, Alvin (CE number AHP775) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司

Licence Record (9)

2024-04-15 – present Current

Manulife Investment Management (Hong Kong) Limited RO

RA 1 RA 4

2024-02-08 – 2024-04-15

Manulife Investment Management (Hong Kong) Limited Rep

RA 1 RA 4

2018-06-21 – 2022-03-30

BlackRock Asset Management North Asia Limited RO

RA 1 RA 4

2014-02-27 – 2018-06-21

BlackRock Asset Management North Asia Limited Rep

RA 1 RA 4 RA 9

2014-02-27 – 2014-12-31

BlackRock (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2013-11-12 – 2014-01-15

Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) RO

RA 1 RA 4

2011-05-12 – 2013-11-12

Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) Rep

RA 1 RA 4

2007-12-06 – 2011-04-29

Janus Henderson Investors Hong Kong Limited Rep

RA 1 RA 4

2003-04-01 – 2007-10-26

FIL Investment Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHP775