NG Kwok Hung

吳國雄

CE AHF840Licensed IndividualSFO licence active

NG Kwok Hung (CE number AHF840) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (4)

Capacity	Company / Institution
Representative	HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
Representative	HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
Representative	HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
Representative	HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司

Licence Record (6)

2014-05-19 – present Current

HSBC Broking Forex (Asia) Limited Rep

RA 3

2003-04-01 – present Current

HSBC Broking Securities (Asia) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – present Current

HSBC Broking Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – present Current

HSBC Broking Futures (Asia) Limited Rep

RA 2 RA 5 RA 9

2003-04-01 – 2012-08-14

HSBC Broking (China) Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – 2017-12-04

HSBC Broking Futures (Hong Kong) Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHF840