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HO Hoi Tung

何凱棟
CE AHE146Licensed IndividualSFO licence active
Official SFC record

HO Hoi Tung (CE number AHE146) is an individual licensed by the Hong Kong SFC. First licensed on 2004-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMicro Connect (H.K.) Investment Management Limited

Licence Record (17)

2024-06-01 – 2025-12-22
Accumulus GBA Technology (Hongkong) Co., Limited RO Deemed
AMLO VA RA 1 RA 7
2022-09-13 – 2023-05-03
Ebang Digital Asset Management Limited RO
RA 4 RA 9
2021-06-02 – 2021-06-03
Monmonkey Group Asset Management Limited Rep
RA 4 RA 9
2020-08-05 – 2021-05-03
UCAP Securities (HK) Limited RO
RA 1 RA 4 RA 9
2019-09-03 – 2019-11-07
Mainland Asset Management Limited RO
RA 4 RA 9
2018-11-22 – 2019-11-07
Mainland Securities Limited RO
RA 1
2018-10-11 – 2018-11-22
Mainland Securities Limited Rep
RA 1
2018-02-15 – 2018-09-30
Kingdom Investment Managers Limited RO
RA 4 RA 9
2017-05-18 – 2017-12-20
Silver Nile Global Investments Limited RO
RA 1 RA 4 RA 9
2016-10-20 – 2016-12-31
China Zhong Heng Finance Group Limited RO
RA 1 RA 4 RA 9
2015-09-16 – 2015-12-29
M Securities Limited RO
RA 1
2010-08-26 – 2015-06-06
HSBC Securities Brokers (Asia) Limited RO
RA 1
2007-11-28 – 2015-06-06
HSBC Securities Brokers (Asia) Limited Rep
RA 1 RA 7
2007-07-17 – 2007-11-06
Newedge Broker Limited Rep
RA 1 RA 2 RA 7
2007-03-07 – 2007-07-02
SinoPac Futures (Asia) Limited Rep
RA 2
2006-05-25 – 2007-07-02
SinoPac Securities (Asia) Limited Rep
RA 1
2004-12-16 – 2006-03-13
Tokai Tokyo Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHE146