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HO Hoi Wah

何凱華
CE AHC732Licensed IndividualSFO licence active
Official SFC record

HO Hoi Wah (CE number AHC732) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (6)

2015-06-01 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 1
2012-05-07 – 2015-05-31
Allianz Global Investors Hong Kong Limited Rep
RA 1
2007-02-13 – 2012-02-01
JPMorgan Funds (Asia) Limited Rep
RA 1
2005-04-25 – 2005-07-19
Delta Asia Securities Limited Rep
RA 4
2005-04-25 – 2005-07-19
Delta Asia Wealth Management Limited Rep
RA 9
2003-04-01 – 2004-10-01
UKFP (Asia) HK Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHC732