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LEE Ming Cere

李明思
CE AGL926Licensed IndividualSFO licence active
Official SFC record

LEE Ming Cere (CE number AGL926) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (5)

2015-11-10 – present Current
Caitong International Securities Co., Limited Rep
RA 1
2014-01-21 – 2015-11-04
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-08-03 – 2015-11-04
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2011-08-31 – 2012-08-01
ABCI Securities Company Limited Rep
RA 1
2008-08-04 – 2011-08-26
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGL926