Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KAPUR Kanak Kamal

卡普尓金心
CE AGL150Licensed IndividualSFO licence active
Official SFC record

KAPUR Kanak Kamal (CE number AGL150) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePacific Alliance Investment Management (HK) Limited
太平洋投資策略有限公司

Licence Record (3)

2009-08-13 – present Current
Pacific Alliance Investment Management (HK) Limited Rep
RA 9
2003-04-01 – 2006-12-28
Deutsche Securities Asia Limited Rep
RA 1 RA 2 RA 4 RA 6 RA 9
2003-04-01 – 2004-06-24
Deutsche Futures Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGL150