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LAM Ting Yu

林鼎宇
CE AGK850Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Ting Yu (CE number AGK850) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSolomon JFZ (Asia) Holdings Limited
華贏東方(亞洲)控股有限公司

Licence Record (10)

2026-05-13 – present Current
Solomon JFZ (Asia) Holdings Limited RO
RA 1 RA 4 RA 9
2024-03-21 – 2026-04-16
Central International Securities Limited RO
RA 1 RA 4
2023-10-05 – 2023-12-10
GAOYU SECURITIES LIMITED RO
RA 1 RA 9
2023-07-05 – 2023-10-05
GAOYU SECURITIES LIMITED Rep
RA 1 RA 9
2019-12-18 – 2023-06-05
Dingxin (Securities) Limited RO
RA 1 RA 4 RA 9
2019-01-03 – 2019-05-31
SR Wealth Securities Limited RO
RA 1 RA 4
2018-08-28 – 2018-12-24
RaffAello Securities (HK) Limited RO
RA 1
2018-07-17 – 2018-12-24
RaffAello Securities (HK) Limited Rep
RA 1 RA 4
2006-04-19 – 2018-07-09
Mango Financial Limited Rep
RA 1 RA 4
2004-07-28 – 2006-04-10
Tse's Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGK850