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YIU Tak Yin

姚得賢
CE AGK517Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIU Tak Yin (CE number AGK517) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLeeds Fund International Limited
競富基金國際有限公司
Responsible OfficerLeeds Securities Investment Limited
競富證券金融有限公司

Licence Record (25)

2022-08-03 – present Current
Leeds Securities Investment Limited RO
RA 1
2022-05-12 – present Current
Leeds Fund International Limited RO
RA 4 RA 9
2022-05-12 – 2022-08-03
Leeds Securities Investment Limited Rep
RA 1
2020-06-09 – 2022-01-31
KuCoin HK Limited RO
RA 1 RA 4
2020-06-09 – 2022-01-31
KuCoin Commodity Futures Limited RO
RA 2 RA 5
2020-06-09 – 2022-01-31
KuCoin Asset Management Limited RO
RA 9
2019-02-28 – 2019-11-27
Cheung On Securities Limited Rep
RA 9
2019-02-28 – 2020-04-20
Cheung On Securities Limited RO
RA 1 RA 4 RA 9
2018-07-26 – 2018-09-18
LERTHAI Securities (Hong Kong) Limited Rep
RA 1 RA 2
2018-07-26 – 2018-09-18
LERTHAI Asset Management Limited Rep
RA 4
2016-03-30 – 2018-07-12
Imperium International Asset Management Limited RO
RA 5
2015-08-20 – 2018-07-12
Imperium International Securities Limited RO
RA 1 RA 2 RA 4
2012-09-27 – 2016-03-30
Imperium International Securities Limited Rep
RA 1 RA 2
2011-09-12 – 2012-08-04
Quest Stockbrokers (HK) Limited Rep
RA 1
2011-06-08 – 2011-08-29
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2011-06-08 – 2011-08-29
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2011-03-31 – 2011-04-16
CES Commodities (HK) Limited Rep
RA 2
2011-03-03 – 2011-04-16
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2010-06-28 – 2010-08-31
Fulbright Securities Limited Rep
RA 1
2009-07-02 – 2010-06-24
Jimei Securities Limited Rep
RA 1
2007-03-19 – 2009-07-01
Delta Asia Securities Limited Rep
RA 1
2004-10-26 – 2005-03-07
Phillip Securities (Hong Kong) Limited Rep
RA 1
2003-10-20 – 2004-10-19
Fuhwa Securities (Hong Kong) Co., Limited Rep
RA 1
2003-04-01 – 2003-10-01
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2003-10-01
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGK517