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LAU Tat Keung

劉達強
CE AGI188Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Tat Keung (CE number AGI188) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGolden K2 Investment Management Limited
Responsible OfficerGolden K2 Securities Limited

Licence Record (24)

2026-09-30 – present Current
Golden K2 Securities Limited RO
RA 1 RA 4
2026-09-30 – present Current
Golden K2 Investment Management Limited RO
RA 4 RA 9
2024-02-08 – 2025-07-31
Bendura Wealth Management (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 9
2024-01-19 – 2024-05-03
Bendura Wealth Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-06-25 – 2024-01-12
Shun Heng Securities Limited RO
RA 1
2019-06-25 – 2024-01-12
Hong Kong Metasequoia Capital Management Limited RO
RA 4 RA 9
2019-06-17 – 2019-06-25
Hong Kong Metasequoia Capital Management Limited Rep
RA 4 RA 9
2019-03-28 – 2019-06-03
China Reserve Securities Limited Rep
RA 4 RA 9
2016-11-23 – 2019-02-14
Huge Asset Management Limited RO
RA 4 RA 9
2016-11-08 – 2016-11-23
Huge Asset Management Limited Rep
RA 4 RA 9
2014-12-12 – 2016-10-18
F.T.M.F. Distribution Limited Rep
RA 9
2012-03-22 – 2016-10-18
F.T.M.F. Distribution Limited RO
RA 4
2011-03-14 – 2011-03-28
Future Growth Financial Services Limited Rep
RA 1 RA 2
2010-07-23 – 2010-09-10
Arete Research Asia Limited RO
RA 4
2008-05-09 – 2010-02-06
Invesco Asset Management Asia Limited Rep
RA 1
2008-05-09 – 2010-02-06
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1
2005-12-23 – 2007-10-12
ETRADE Securities (Hong Kong) Limited RO
RA 2
2004-06-24 – 2007-10-12
ETRADE Securities (Hong Kong) Limited Rep
RA 1 RA 3 RA 4
2004-05-03 – 2004-05-11
FT Securities Limited Rep
RA 1
2004-05-03 – 2004-05-11
Jefferies Bache (Hong Kong) Limited Rep
RA 2
2004-01-07 – 2004-03-11
BOCI Securities Limited Rep
RA 1
2004-01-07 – 2004-03-11
BOCI Commodities & Futures Limited Rep
RA 2
2003-04-01 – 2004-03-11
BOCI Bullion Company Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2004-03-11
Goldin Equities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGI188