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FOK Chi Tat, Michael

霍志達
CE AGH222Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FOK Chi Tat, Michael (CE number AGH222) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMaxa Asset Management Limited
邁時資產管理有限公司
Responsible OfficerMaxa Capital Limited
邁時資本有限公司

Licence Record (8)

2021-03-03 – present Current
Maxa Asset Management Limited RO
RA 4
2019-11-08 – present Current
Maxa Capital Limited RO
RA 1 RA 6
2014-11-24 – 2019-10-28
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2014-08-12 – 2014-11-24
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2007-03-20 – 2014-07-25
Anglo Chinese Corporate Finance, Limited RO
RA 6
2006-08-17 – 2007-03-20
Anglo Chinese Corporate Finance, Limited Rep
RA 6
2005-11-18 – 2006-07-14
Joy Silver Limited RO
RA 6
2003-04-01 – 2005-11-18
Joy Silver Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGH222