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LEE Chung Man

李頌民
CE AGF470Licensed IndividualSFO licence active
Official SFC record

LEE Chung Man (CE number AGF470) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCeres Asset Management Limited

Licence Record (6)

2013-06-13 – 2026-05-15
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2013-06-13 – 2026-05-15
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2010-08-12 – 2013-06-07
China Merchants Securities (HK) Co., Limited Rep
RA 1
2010-08-12 – 2013-06-07
China Merchants Futures (HK) Co., Limited Rep
RA 2
2008-01-15 – 2008-05-31
Hang Seng Investment Services Limited Rep
RA 4
2003-10-31 – 2007-09-21
Rakuten Securities Hong Kong Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGF470