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YAN Man Sing, Frankie

甄文星
CE AGF408Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAN Man Sing, Frankie (CE number AGF408) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Harbour International Capital Limited
中灣國際融資有限公司
Responsible OfficerChina Harbour International Securities Limited
中灣國際證券有限公司

Licence Record (15)

2024-06-27 – present Current
China Harbour International Securities Limited RO
RA 1
2024-06-27 – present Current
China Harbour International Capital Limited RO
RA 6
2024-05-14 – 2024-06-27
China Harbour International Securities Limited Rep
RA 1
2024-05-14 – 2024-06-27
China Harbour International Capital Limited Rep
RA 6
2020-03-16 – 2023-12-29
China Sunrise Asset Management Limited Rep
RA 9
2019-04-15 – 2023-12-29
China Sunrise Capital Limited RO
RA 1 RA 6
2014-01-07 – 2018-09-30
Zhongtai International Capital Limited RO
RA 1 RA 6
2013-08-28 – 2013-12-31
Proton Capital Limited Rep
RA 1
2013-08-28 – 2013-12-31
Proton Capital Limited RO
RA 6
2011-10-24 – 2013-06-30
Kingsway Financial Services Group Limited Rep
RA 1
2011-10-24 – 2013-06-30
Kingsway Capital Limited RO
RA 6
2010-10-05 – 2011-10-01
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 9
2008-06-23 – 2011-10-01
Sinolink Securities (Hong Kong) Company Limited RO
RA 6
2007-12-06 – 2008-03-20
Upbest Securities Company Limited RO
RA 6
2003-04-01 – 2005-10-06
Mason Securities Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGF408