MOK Wing Hon

莫榮漢

CE AGD652Licensed IndividualResponsible OfficerSFO licence active

MOK Wing Hon (CE number AGD652) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Constance Capital Limited 弘雅資本有限公司

Licence Record (7)

2024-11-06 – present Current

Constance Capital Limited RO

RA 1 RA 4 RA 9

2023-11-16 – 2024-10-02

Chinagri Cheung Kong Company Limited RO

RA 4 RA 9

2023-05-09 – 2023-05-17

Advent Securities (Hong Kong) Limited Rep

RA 1

2008-05-27 – 2023-03-29

Nerico Brothers Limited RO

RA 1 RA 2

2007-06-27 – 2023-03-29

Nerico Brothers Limited Rep

RA 1 RA 2 RA 3

2003-04-01 – 2007-06-20

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2007-06-20

China Merchants Futures (HK) Co., Limited Rep

RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGD652