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BATEMAN Michael Graeme

CE AGA916Licensed IndividualSFO licence active
Official SFC record

BATEMAN Michael Graeme (CE number AGA916) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAletheia Analyst Network Limited

Licence Record (2)

2019-11-06 – present Current
Aletheia Analyst Network Limited Rep
RA 4
2003-06-20 – 2019-04-04
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGA916