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WONG Kenty

黃仲祺
CE AFW272Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kenty (CE number AFW272) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDL Digital Family Office (HK) Limited
德林數字家族辦公室(香港)有限公司
Responsible OfficerDL SECURITIES (HK) LIMITED
德林證券(香港)有限公司

Licence Record (23)

2025-01-23 – present Current
DL Digital Family Office (HK) Limited RO
RA 9
2020-07-07 – present Current
DL SECURITIES (HK) LIMITED RO
RA 1 RA 4
2023-09-18 – 2025-01-23
DL Digital Family Office (HK) Limited Rep
RA 9
2020-06-08 – 2020-07-07
DL SECURITIES (HK) LIMITED Rep
RA 1
2020-03-24 – 2020-04-15
Xin Yongan International Securities Company Limited RO
RA 1
2020-01-15 – 2020-03-24
Xin Yongan International Securities Company Limited Rep
RA 1
2020-01-15 – 2020-04-15
China Xin Yongan Futures Company Limited Rep
RA 2
2020-01-15 – 2020-04-15
Xin Yongan International Asset Management Company Limited Rep
RA 9
2018-06-08 – 2019-11-30
Changjiang Asset Management (HK) Limited Rep
RA 9
2018-04-03 – 2019-11-30
Changjiang Securities Brokerage (HK) Limited RO
RA 1
2018-04-03 – 2019-11-30
Changjiang Futures (HK) Limited RO
RA 2
2018-02-21 – 2018-04-03
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2018-02-21 – 2018-04-03
Changjiang Futures (HK) Limited Rep
RA 2
2015-10-05 – 2018-01-31
Zhongtai International Securities Limited RO
RA 1
2015-10-05 – 2018-01-31
Zhongtai International Futures Limited RO
RA 2
2015-08-21 – 2015-10-05
Zhongtai International Securities Limited Rep
RA 1
2015-08-21 – 2015-10-05
Zhongtai International Futures Limited Rep
RA 2
2011-07-22 – 2015-08-08
Quam Securities Limited RO
RA 1 RA 2
2010-10-04 – 2015-08-08
Quam Securities Limited Rep
RA 1 RA 2 RA 9
2010-07-02 – 2010-09-21
MIB Securities (Hong Kong) Limited Rep
RA 1
2010-07-02 – 2010-09-21
MIB Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2010-06-19
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2010-06-19
Phillip Commodities (HK) Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFW272